-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OamhoqvNg8BmZbaiFxiT3AIYqg8G40XoI4vYIL3t1aiNL4rkK6TE8yrbboqtLLXd xQHD51OhdAmYobkIFgVttQ== 0001193125-08-149406.txt : 20080710 0001193125-08-149406.hdr.sgml : 20080710 20080710172951 ACCESSION NUMBER: 0001193125-08-149406 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080710 DATE AS OF CHANGE: 20080710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL COAL CORP CENTRAL INDEX KEY: 0001089575 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 650601272 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79069 FILM NUMBER: 08947792 BUSINESS ADDRESS: STREET 1: 8915 GEORGE WILLIAMS ROAD CITY: KNOXVILLE STATE: TN ZIP: 37923 BUSINESS PHONE: 8656906900 MAIL ADDRESS: STREET 1: 8915 GEORGE WILLIAMS ROAD CITY: KNOXVILLE STATE: TN ZIP: 37923 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN GROUP INTERNATIONAL INC DATE OF NAME CHANGE: 19990625 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FAYEZ SAROFIM & CO CENTRAL INDEX KEY: 0000937729 IRS NUMBER: 741312679 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: TWO HOUSTON CENTER STREET 2: SUITGE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 BUSINESS PHONE: 7136544484 MAIL ADDRESS: STREET 1: TWO HOUSTON CENTER STREET 2: SUITE 2907 CITY: HOUSTON STATE: TX ZIP: 77010 SC 13G 1 dsc13g.txt SCHEDULE 13G -------------------------------------------- | OMB APPROVAL | | -------------------------------------- | | OMB Number: 3235-0145 | | Expires: August 31, 1991 | | Estimated average burden hours | | per response.................. 14.90 | -------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13 G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _)* NATIONAL COAL CORP. (NAME OF ISSUER) Common Stock, $0.01 par value (TITLE OF CLASS OF SECURITIES) 63238120-8 (CUSIP NUMBER) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7. SEC 1745 (10-88) - ----------------------- --------------------- CUSIP NO. 63238120-8 13G PAGE 2 OF 7 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON FAYEZ SAROFIM ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S.A. - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,785,000 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,785,000 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,785,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 5.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! SECURITIES AND EXCHANGE COMMISSION Washington, D. C. Amendment No. - Schedule 13(G) Under the Securities Exchange Act of 1934 Item 1(a) Name of Issuer: National Coal Corp. Item 1(b) Address of Issuer's Principal Executive Office: 8915 George Williams Road Knoxville, Tenneesee 37923 Item 2(a) Name of Person Filing: Fayez Sarofim Item 2(b) Address of Principal Business Office, or if none, Residence: 2907 Two Houston Center Houston, Texas 77010 Item 2(c) Citizenship: U. S. A. Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 63238120-8 Item 3 Filing required pursuant to the Rules 13d-1(b), or 13d-2(b),: Item 4 Ownership as of July 10, 2008 (i) 1,785,000 shares are owned directly by Fayez S. Sarofim (b) Percent of Class: (i) 5.6% -- as to shares owned of record and beneficially by Fayez S. Sarofim. (c) Number of shares as to which Fayez Sarofim & Co. has: (i) sole power to vote or direct the vote: 1,785,000 shares. 5 (iii) sole power to dispose or direct the disposition of: 1,785,000 shares. (d) Number of shares as to which Fayez Sarofim has: (i) sole power to vote or direct the vote: 1,785,000 shares. (ii) shared power to vote or direct the vote: 0 shares. (iii) sole power to dispose or direct the disposition of: 1,785,000 shares. 6 Item 5 Ownership of Five Percent or Less of a Class. Not Applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Item 8 Identification and Classification of Members of the Group. Not Applicable. Item 9 Notice of Dissolution of Group. Not Applicable. Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 10, 2008 Fayez S. Sarofim Date: July 10, 2008 /s/ Fayez Sarofim _______________________________________ Signature Fayez Sarofim 7 AGREEMENT The undersigned hereby agree in writing pursuant to the provisions of Rule 13d-1(f) (1) (iii) under the Securities Exchange Act of 1934 that the Schedule 13(G) to which this Agreement is attached is filed on behalf of each of the undersigned. Fayez S. Sarofim By /s/ Fayez Sarofim __________________________________ Fayez Sarofim Dated: July 10, 2008 -----END PRIVACY-ENHANCED MESSAGE-----